What constitutes a good complaints system?

An informal flexible approach to managing complaints is recommended before moving on to your complaints process.

The procedure should be easy to follow and have as few stages as possible, aiming at completing the internal consideration of the complaint within weeks not months. It is, therefore, imperative that a complaint be escalated through the procedure promptly.

Ordinarily, the complaint should be first considered by a person responsible for the service against which the complaint is made, and whose responsibility is to investigate the claim and give a complete response.

If the complaint is not resolved, the complainant should be asked to give reasons.

Generally, the next stage should involve a manager or person with no functional responsibilities directly relevant to the service that is the subject of the complaint. The job at this stage is to check how the complaint was handled at first stage in the light of the reasons given by the complainant, and to see whether the matter could have been handled better – and, if so, whether the outcome should be different.

If the complaint remains unresolved, it should be considered by an independent panel as soon as possible within the organisation. Ideally, the panel should not be totally or mostly formed by salaried staff. The role of the panel is to review that:

• The procedure was followed,
• The complaint was dealt with as formulated by the complainant (or her/his authorised representative), and
• If a remedy was offered or actioned, it was proportional to the complainant.

Take a positive approach to complaints

You may want to encourage your tenants to give you feedback about the services you provide. Compliments are nice, but complaints can offer an invaluable early warning signal. They can alert you to problems before they get much worse and can also help you demonstrate that even when things go wrong you are able to act proactively. They can give you a good opportunity to build trust and understanding with your tenants. Even when complaints are not justified, they can still offer you the chance to manage the expectations and perceptions of your tenants more effectively.

Keep good records

There is no need to document every single item of information in the course of dealing with a complaint. What is important is to leave a comprehensive and clear trail of the key decisions and who made them, a good chronology, and adequate references to documents and evidence used to inform the case.

A well administered case file will help you, your colleagues who might have to review the case after you, the Ombudsman if he gets involved – and, above all, the complainant.

(All extracts were taken from the HouseMark Complaints guide produced in partnership with the Housing Ombudsman Service, January 2010)

ReSOLVE has been designed exclusively for social housing landlords who need a cost-effective, easy way to record and manage general complaints.

For more information on ReSOLVE please visit www.resolve-complaints.co.uk